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Kim and Koh: Treatment of Rockwood Type III Acromioclavicular Joint Dislocation

Abstract

While non-operative treatment with structured rehabilitation tends to be the strategy of choice in the management of Rockwood type III acromioclavicular joint injury, some advocate surgical treatment to prevent persistent pain, disability, and prominence of the distal clavicle. There is no clear consensus regarding when the surgical treatment should be indicated, and successful clinical outcomes have been reported for non-operative treatment in more than 80% of type III acromioclavicular joint injuries. Furthermore, there is no gold standard procedure for operative treatment of type III acromioclavicular joint injury, and more than 60 different procedures have been used for this purpose in clinical practice. Among these surgical techniques, recently introduced arthroscopic-assisted procedures involving a coracoclavicular suspension device are minimally invasive and have been shown to achieve successful coracoclavicular reconstruction in 80% of patients with failed conservative treatment. Taken together, currently available data indicate that successful treatment can be expected with initial conservative treatment in more than 96% of type III acromioclavicular injuries, whereas minimally invasive surgical treatments can be considered for unstable type IIIB injuries, especially in young and active patients. Further studies are needed to clarify the optimal treatment approach in patients with higher functional needs, especially in high-level athletes.

Introduction

Acromioclavicular (AC) joint dislocations are caused by disruption of the AC ligament, coracoclavicular (CC) ligaments, and deltopectoral fascia, resulting in a radiographically widened AC joint. Such injuries are not uncommonly found in orthopedic practice, accounting for 9% to 12% of shoulder injuries [1,2]. AC joint dislocations are classified according to severity, ranging from mild sprains to complete disruption of the AC and CC ligaments. The Rockwood classification is a six-level system widely used to grade AC injuries, taking into account the integrity of the AC and CC ligaments, degree of clavicular attachment of the deltoid and trapezius muscles, and direction of dislocation of the clavicle [3]. In general, type I and type II injuries undergo non-operative treatment that involves early range-of-motion and strengthening exercise after short-term immobilization with a sling. On the other hand, type IV, V, and VI injuries are accompanied by significant displacement, with complete rupture of the ligaments, and are thus typically indicated for surgical treatment, as conservative treatment may result in residual pain, weakness, and discomfort in the shoulder and arm [4,5].
In Rockwood type III AC joint dislocation, the clavicle is elevated above the superior border of the acromion but the CC distance is less than twice the normal value (25% to 100% of the contralateral CC distance) (Fig. 1) [6]. Such injuries are usually treated non-operatively, and this recommendation has been supported over the years by data from many studies. However, non-operative treatment does not achieve active reduction of the dislocation, and the clavicle remains in a prominent position in most patients. Furthermore, long-term studies have reported that non-operative treatment can lead to chronic pain, instability, and degeneration of the AC joint [7,8]. Thus, some advocate surgical treatment of type III AC joint injury in young, physically active adults to maintain good joint power. Shoulder load is typically high in overhead athletes and manual laborers, prompting some surgeons to consider acute surgical treatment in these patients. Several studies have attempted to determine whether conservative or surgical treatment is better for managing type III AC joint dislocation [9-11], but no clear consensus has been established regarding the optimal management of this type of injury, especially in the absence of randomized controlled trials. Thus, there is ongoing debate regarding the optimal treatment strategy in the management of type III AC joint dislocation. Furthermore, there is no gold standard procedure for the operative treatment of the type III injury, as more than 60 different procedures have been described as suitable, which is indicative of the challenges associated with the management of such injuries [12].
The present review summarizes the currently available data regarding the management of AC joint injuries, highlighting the uncertainty surrounding the optimal treatment strategy for type III injuries. The debate shall focus on three key aspects, namely: non-operative versus operative treatment; specific challenges in the treatment of high-level athletes; and overview of operative techniques.

Non-Operative Treatment

Non-surgical treatment tends to be the treatment of choice in Rockwood type III AC joint injury, based on the findings of several reports. The main goals of non-surgical treatment are relieving pain, promoting the recovery of range of motion, and restoring muscle strength.
Non-operative treatment usually consists of initial sling immobilization and early range-of-motion exercise and rehabilitation programs once pain is alleviated. Special braces such as the Kenny-Howard sling have been reported to provide no substantial benefit over regular slings in terms of long-term clinical outcomes and risk of skin breakdown [13]. The rehabilitation program consists of range-of-motion exercise and a combination of isometric and isotonic exercises. Closed-chain exercises should be performed in order to separate scapular movement into individual motions. This approach can also be more tolerable for the patient, because it eliminates the weight of the arm, which decreases joint reactive forces [7]. Overall activity should be limited during the period of discomfort, which typically lasts about 6 months.
Non-operative treatment of AC joint dislocation does not restore normal anatomy. Consequently, the deformity persists and there is a potential for residual pain, instability, weakness, and arthritis in the AC joint due to persistent dislocation. Mikek [14] evaluated long-term shoulder function after conservative treatment in Rockwood type I and II AC joint injury and found that, at an average follow-up of 10.2 years, more than half of the patients (12 of 23 patients) reported residual AC joint symptoms and unfavorable clinical outcomes compared to the state of the uninjured shoulder. Schlegel et al. [15] evaluated 25 patients with acute, untreated type III AC joint dislocation and reported that, at the 3-year follow-up, the injured extremity was, on average, 17% weaker, as revealed by the strength test. Taft et al. [16] reported AC joint arthritis and residual deformity in 37% and 96% of patients, respectively, following non-operative treatment of type III AC joint dislocation.

Operative Treatment

While surgical treatment is typically considered for managing AC joint injuries of type IV, V, and VI, the indication for surgery in type III injuries remains controversial. Operative treatment of type III AC joint dislocation is recommended in patients with failure of non-operative treatment, who typically have persistent pain, scapular dysfunction, and joint weakness. Primary surgical treatment is usually considered for the treatment of type III AC joint dislocation in throwing athletes or manual laborers. Several factors can influence the decision regarding the indication for surgical treatment [17,18], with pre-injury functional demand, current functional deficit, pain, and patient preference for surgery representing the most influential factors; age, sex, and hand dominance generally have small impact on whether or not surgery is offered [19].
The Upper Extremity Committee of the International Society of Arthroscopy, Knee Surgery and Orthopedic Sports Medicine recently proposed a sub-classification of the original Rockwood type III dislocation into stable (type IIIA) and unstable (type IIIB) variants. The unstable variant (type IIIB) is characterized by overriding of the distal part of the clavicle on anteroposterior radiograph with cross-arm adduction view (Fig. 2). Patients with type IIIB dislocation have substantial scapular dyskinesia that does not respond to physical therapy and may benefit from early operative fixation [20].
Operative treatment attempts to restore normal anatomy but can be associated with a variety of complications. A common surgical complication is loss of reduction, which can occur due to loss of fixation, fracture of the coracoid or clavicle, biologic failure as a result of gradual stretching of the graft construct, failure of the hardware device, erosions through the clavicle or coracoid in fractures augmented with non-absorbable tape or suture, and migration of transfixing pins or wires. Other complications associated with surgery include tunnel osteolysis, infection, ossification of the CC or AC ligament, and osteoarthritis of the AC joint [1,2,21].

Non-Operative versus Operative Treatment

The optimal treatment of type III AC injuries remains controversial, and this topic has been extensively debated in the literature, with many reports providing data, but none from highquality, randomized studies. In a prospective study by Bannister et al. [22] 60 patients with acute AC dislocation were randomly allocated to receive treatment with a sling or fixation with a CC screw. At the 4-year follow-up, 85% of surgically treated patients and 100% of non-operatively treated patients had satisfactory outcome. The authors reported that patients with initial displacement below 2 cm performed better with non-operative intervention, while those with greater displacement were more likely to benefit from surgery. Phillips et al. [23] performed a meta-analysis of 24 studies, including a total of 1,172 patients, and found satisfactory outcomes after both operative (88%) and non-operative (87%) treatment. In a critical analysis review, Virk et al. [24] reported similar results. Of the 14 studies comparing operative with non-operative treatment, three were prospective (level of evidence: II), whereas the remaining eleven were retrospective (level of evidence: III). A cumulative total of 706 patients were included in these studies. Favorable clinical outcome (defined as good or better) was reported in 88% of the operatively managed patients and in 85.5% of the non-operatively managed patients. Anatomic reduction of the joint was achieved in 59% of the operatively managed patients and in only 14.7% of the non-operatively managed patients.
Overall, most studies indicate that there is no difference in clinical outcomes between operative and non-operative treatment of type III AC joint dislocation. However, further studies are needed, especially high-quality, randomized, controlled trials.

Debate Regarding the Optimal Strategy in High-Level Athletes

There is a question as to whether the outcomes of surgical or non-surgical treatment for type III AC joint dislocation, as described above, can be maintained in high-level athletes, who must maintain high levels of physical activity. A national survey from the United Kingdom [19] revealed that patients with high preinjury functional demand are typically indicated for primary surgical treatment. However, data from studies evaluating treatment outcomes in athletes support both operative and non-operative strategies.
Tibone et al. [25] evaluated 20 athletes treated without surgery, and concluded that conservative treatment achieves restoration of joint strength in the injured shoulder to a level comparable to that of the uninjured shoulder, as revealed by strength testing with a Cybex II dynamometer. These findings suggest that conservative treatment results in minimal or no functional deficit, and the authors recommend that type III AC dislocations be treated non-operatively even in athletes. Glick et al. [26] retrospectively evaluated 34 male patients with complete AC joint dislocation, and reported similar findings for a mean follow-up of about 3 years. In their study, most patients were athletes (19/34 were professional football players, and 9/34 were competitive or recreational athletes). The patients were managed with an aggressive rehabilitation protocol, and most of the competitive athletes returned to playing their sport within four weeks. At the time of evaluation, all professional football players had full range of shoulder motion and reported feeling no pain in the affected AC joint. A study by Gurd [27] also supported the idea that rehabilitation was the primary factor resulting in a successful outcome. McFarland et al. [18] evaluated the outcome of operative and non-operative treatment in major league baseball players with type III AC joint dislocation in the throwing arm. They reported that 80% of the patients treated non-operatively regained normal function and achieved complete relief of pain, while 90% had normal range of motion after treatment; of those treated operatively, 92% regained normal function, achieved complete relief of pain, and had normal range of motion after surgery.
On the other hand, Galpin et al. [28] found that 33% of throwing athletes treated non-operatively did not recover full throwing ability. Similarly, Wojtys and Nelson [29] reported incomplete recovery in 42% of throwers included in their study. Therefore, the optimal treatment strategy for type III AC dislocation in athletes remains controversial. Further study is warranted in this area, primarily regarding throwing athletes.

Overview of Operative Techniques

There is a wide range of options for the operative treatment of AC joint injuries. Many different surgical procedures have been proposed, and there is no clear agreement regarding the superiority of one technique over another. There are two broad categories of surgical treatment methods used in the treatment of AC joint injuries: one category includes methods that seek to provide fixation across the AC joint or CC joint, while the other includes methods that seek to augment or reconstruct the AC or CC ligaments. Ligament reconstruction can be further differentiated into anatomic and non-anatomic reconstruction.

Fixation of the Acromioclavicular Joint

AC joint fixation allows time for the native AC and CC ligament to heal in place by reducing the AC joint and maintaining reduced AC joint. The technique involves closed or open reduction of the joint, followed by repair of the AC ligament and damaged deltoid and trapezius attachments, with stabilization conferred by direct fixation across the joint. Eskola et al. [30] studied 86 patients with complete AC joint dislocation treated with one of three different methods including transfixation with two smooth Kirschner wires, with two threaded wires, and with one cortical screw. At the one-year follow-up, favorable results were obtained in 82 patients. However, due to complications such as pin migration, this technique has been largely abandoned [1].
Hook-plate fixation is another method of primary fixation across the AC joint (Fig. 3). The plate was first introduced for this purpose in 1976 by Balser [31], and was later adopted widely in clinical practice across Europe. In this method, the hook portion of the plate is positioned beneath the acromion, and the plate is then fixed to the clavicle with screws, maintaining adequate reduction of the AC joint. The technique can be used to treat acute injuries and may be combined with ligament reconstruction for chronic injuries, with good short-term outcomes. Kienast et al. [32] used AC hook-plate fixation to treat 225 patients with Rockwood type III–V AC joint dislocation, and reported excellent or good outcomes in 89% of patients, but the overall rate of complications was relatively high (10.6%). It is not uncommon for hook-plate fixation to result in complications, including persistent erosion of the acromial undersurface, fracture of the clavicle medial to the plate, dislodgement of the hook, redislocation, and subluxation [33,34]. The main disadvantage of this surgical procedure is the need for a second surgery for hardware removal. If the metal plate is not removed, widening of the hook hole in the acromion usually develops, secondary to normal motion of the AC joint [34].

Fixation of the Coracoclavicular Joint

In 1941, Bosworth [35] introduced a fixation technique involving the placement of a screw between the clavicle and the coracoid. Typically, a 6.5-mm partially threaded cancellous screw is used. Most surgeons favor open screw insertion, as percutaneous techniques have been reported to be associated with a high rate of technical failure (32%) [36]. According to Rockwood et al. [37], five types of motion between the coracoid and the clavicle can lead to fatigue or failure of the implant over time. Because of the high rate of hardware migration and screw breakage over time, re-operation is usually required between 8 and 12 weeks after the index surgery [33]. A CC sling can be created using various sutures and implants such as Mersilene tape, suture anchors, a small metallic flip button, and non-absorbable sutures [7].
In the management of AC joint injuries, arthroscopy-assisted procedures provide several advantages over open procedures. The main advantages include reduced morbidity associated with minimally invasive approaches, the possibility to diagnose and treat concomitant intra-articular injuries, and the possibility of direct visualization of the inferior aspect of the base of the coracoid. Arthroscopic-assisted procedures with a CC suspension device aim to reduce the CC distance, allowing time for healing of the torn AC and CC ligaments. A prosthetic CC suspension device such as the TightRope device (Arthrex, Naples, FL, USA) can be implanted (Fig. 4), with titanium buttons placed on top of the clavicle and under the coracoid, and connected with a continuous loop of no. 5 FiberWire suture (Arthrex). Good clinical outcomes have been reported for the use of one suspension device placed at the isometric point of the CC ligaments, but the risk of secondary subluxation remains of concern [38]. However, using a single isometric CC suspension device does not reproduce the biomechanics of the CC ligaments, and the fixation seems to be insufficient to maintain the reduction of the AC joint. In a biomechanical study by Walz et al. [39], reconstruction of the conoid and trapezoid ligaments by means of two TightRope devices led to favorable outcomes in vitro, providing equal or even higher forces than those noted in native CC ligaments. Scheibel et al. [40] used an arthroscopic-assisted technique involving two TightRope devices to treat 28 patients with acute AC joint dislocation, and reported good to excellent early clinical outcomes despite partial, recurrent, vertical and horizontal instability in the AC joint. Later on, Venjakob et al. [41] reported satisfactory clinical outcomes at a mean follow-up of 58 months in 23 patients with acute unstable AC joint injury treated with arthroscopically assisted reduction and anatomic fixation using two suture-button devices. According to the biomechanical and clinical evidence currently available, synthetic anatomic reconstruction of both the conoid and trapezoid ligaments using two suspension devices placed in the native origins of the torn structures can be considered a feasible and reliable treatment strategy.

Ligament Reconstruction

Ligaments that achieve complete healing in place in the acute period can have the same tensile strength as undamaged ligaments. If the ligaments do not heal completely, fixation and repair failure can occur as a result of cyclical loading of the joint. Another approach is to reconstruct the CC ligaments with transfer of local tissues or with free tendon grafts. There are many procedures in use today for reconstruction of the AC joint, and these can be differentiated based on whether ligament reconstruction is anatomic or non-anatomic.
Weaver and Dunn [42] first described the traditional non-anatomic technique, which involves transferring the proximal portion of the coracoacromial ligament to the distal end of the clavicle. The modified Weaver-Dunn procedure has been reported to provide good to excellent outcomes in 75% of patients [42]. However, the initial strength of the coracoacromial ligament after transfer is only 25% of the normal value, and stability in the anteroposterior plane is not restored [43]. Up to 30% of recurrent subluxation has been reported to be due to the lack of initial strength [44].
In current clinical practice, ligament reconstruction involves the use of allogenic or autogenous grafts to reconstruct the AC and CC ligaments. Anatomic reconstruction is known to provide favorable outcomes in patients with delayed surgery or failed conservative management. Several biomechanical studies involving cadaveric specimens have demonstrated that anatomic CC ligament reconstruction provides superior biomechanical properties than those obtained using conventional non-anatomic ligament reconstruction (i.e., the Weaver-Dunn procedure) [45-47]. Furthermore, AC ligament reconstruction in combination with anatomic CC ligament reconstruction provides superior rotational and translational stability to the AC joint complex [48].
In the clinical study by Nicholas et al. [49], satisfactory outcomes and no loss of reduction of the AC joint were noted in 8 of 9 patients with CC ligament reconstruction using semitendinosus tendon allografts. In a recent study, Garofalo et al. [50] found that 93% of patients could return to their pre-injury level of work and sports activities following CC ligament reconstruction in combination with AC ligament reconstruction.
In a comparative study, Tauber et al. [51] prospectively evaluated 24 patients with chronic AC joint dislocation managed using the Weaver-Dunn procedure or anatomic reconstruction of CC ligaments with autogenous semitendinosus tendon grafts. The authors concluded that, compared to patients treated with the modified Weaver-Dunn procedure, those treated with anatomic CC ligament reconstruction had significantly superior clinical and radiologic outcomes.
An important point to note is that the learning curve for anatomic ligament reconstruction is steep. The coracoid and clavicle are thin bones, prone to fracture, and extensive manipulation during ligament reconstruction carries the risk of complications. Cook et al. [52] reported a 28% failure rate at an average of 7.4 weeks following CC ligament reconstruction, due to malposition of the clavicular bone tunnel. In a study by Milewski et al. [53], coracoid fractures (7%) and clavicle fractures (11%) were noted in a series of 27 patients who underwent CC ligament reconstruction AC joint dislocation. Although promising, the anatomic reconstruction of CC ligaments should be undertaken with caution, and further studies are necessary to clarify the long-term benefits of this procedure.

Conclusion

AC joint dislocation is a relatively common injury in the general population. There is a general consensus that type I and II injuries should be treated non-operatively, whereas surgical treatment may be considered for type IV, V, and VI injuries. However, there is no consensus regarding the optimal treatment strategy for type III injuries. In the average patient, non-operative treatment tends to be the preferred strategy provided that there is no persistent pain, instability, or functional limitation after conservative treatment. Many studies have reported good clinical outcomes following non-operative treatment in more than 80% of patients with acute type III AC joint injury, suggesting that surgical treatment may provide no added benefit. Furthermore, if conservative treatment fails, favorable clinical outcomes can still be obtained with anatomic CC ligament reconstruction in over 80% of patients with chronic type III AC joint injury. Taken together, these data suggest that successful treatment outcomes can be expected in more than 96% of patients with type III AC joint dislocation with initial conservative treatment. However, further studies are needed to determine the optimal treatment strategy in patients with high preoperative functional needs, especially in high-level athletes. Additionally, early operative treatment in the acute phase may be considered in patients with unstable type IIIB AC joint injury with therapy-resistant scapular dysfunction and overriding of the clavicle in the cross-body adduction view. Surgical methods have advanced a great deal over the past 30 years, and various surgical procedures have been reported to be suitable for treating AC joint injuries. However, no gold standard procedure has been established. In general, AC joint fixation methods using metal hardware are less advantageous because of higher complication rates and the need for a second surgery for hardware removal. Thus, non-operative treatment is recommended as the first-line strategy in patients with type III AC joint dislocation unless they have unstable type IIIB injury, in which case surgical treatment might be considered first, preferably involving open or arthroscopic-assisted CC suspension without metal hardware, to reduce the risk of complications and avoid a second surgery. In patients with persistent symptoms due to failure of conservative treatment, anatomic CC ligament reconstruction in the chronic stage is likely to provide successful outcomes.

Notes

Research Ethics

Review article does not need an IRB approval.

Financial support

None.

Conflict of interest

None.

Fig. 1.
Representative radiographs revealing type III acromioclavicular joint injury in which the clavicle is elevated above the superior border of the acromion but the coracoclavicular (CC) distance is less than twice the normal value (25% to 100% of the contralateral CC distance).
cise-2018-21-1-48f1.jpg
Fig. 2.
Supraspinatus outlet view revealing overriding of the distal clavicle. According to the Upper Extremity Committee of the International Society of Arthroscopy, Knee Surgery and Orthopedic Sports Medicine, unstable type IIIB acromioclavicular joint injury is characterized by overriding of the distal part of the clavicle on anteroposterior radiograph with cross-arm adduction view.
cise-2018-21-1-48f2.jpg
Fig. 3.
Plain radiograph revealing acromioclavicular fixation using a Hook plate.
cise-2018-21-1-48f3.jpg
Fig. 4.
Arthroscopic-assisted procedures with a coracoclavicular suspension device. (A, B) Formation of the coracoid tunnel using a targeting device, and insertion of a suspension device. (C) Postoperative anteroposterior radiograph revealing slightly over-reduced coracoclavicular interval and acromiohumeral joint.
cise-2018-21-1-48f4.jpg

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